1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(AMENDMENT NO. 10)
Under the Securities Exchange Act of 1934
AutoZone, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
053332-10-2
----------------------------------------------------------------
(CUSIP Number)
Janice V. Sharry, Esq.
Haynes and Boone, LLP
901 Main Street, Suite 3100
Dallas, Texas 75202
(214) 651-5562
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
March 27, 2001
----------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), (f) or (g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
2
SCHEDULE 13D
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ESL Partners, L.P.
22-2875193
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 13,527,880
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
13,527,880
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
3
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ESL Limited, a Bermuda corporation
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
3,297,166
NUMBER OF
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
3,297,166
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
4
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ESL Institutional Partners, L.P., a Delaware limited partnership
06-1456821
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 469,936
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
469,936
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
5
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ESL Investors, L.L.C., a Delaware limited liability company
13-4095958
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,323,958
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
1,323,958
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
6
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Acres Partners, L.P., a Delaware limited partnership
06-1458694
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
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4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 8,295,770
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
8,295,770
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
7
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Marion Partners, L.P., a Delaware limited partnership
06-1527654
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,124,840
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
1,124,840
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
8
- -----------------------
CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Blue Macaw Partners, L.P., a Delaware limited partnership
06-1573985
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
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3 SEC USE ONLY
- ----------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- ----------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 488,350
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
488,350
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
9
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CUSIP No. 053332-10-2
- -----------------------
- ----------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Edward S. Lampert
- ----------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X]
(b)[ ]
- ----------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- ----------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,600
SHARES ------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
1,600
------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- ----------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,529,500
- ----------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
N/A
- ----------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.55%(1)
- ----------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ----------------------------------------------------------------------------------------------------------
(1) Based on 111,674,609 shares of common stock issued and outstanding as of
March 10, 2001, as disclosed in the Issuer's Form 10-Q for the quarterly
period ending February 10, 2001, filed with the SEC on March 27, 2001.
10
This Amendment No. 10 to Schedule 13D (this "Amendment No. 10") amends
and supplements the Schedule 13D (as previously amended) filed by ESL Partners,
L.P., a Delaware limited partnership ("ESL"), ESL Limited, a Bermuda corporation
("Limited"), ESL Institutional Partners, L.P., a Delaware limited partnership
("Institutional"), ESL Investors, LLC, a Delaware limited liability company
("Investors"), Acres Partners, L.P., a Delaware limited partnership ("Acres"),
Marion Partners, L.P., a Delaware limited partnership ("Marion"), Blue Macaw
Partners, L.P., a Delaware limited partnership ("Blue Macaw") and Edward S.
Lampert, a U.S. citizen ("Mr. Lampert"), by furnishing the information set forth
below. ESL, Limited, Institutional, Investors, Acres, Marion, Blue Macaw and Mr.
Lampert are collectively defined in this Amendment as the "Filing Persons."
Unless set forth below, all previous Items are unchanged. Capitalized terms used
herein which are not defined herein have the meanings given to them in the
Schedule 13D previously filed with the Securities and Exchange Commission.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3 is hereby amended in its entirety as follows:
The total amount of funds required by ESL for the purchase of 823,284
Shares was approximately $21,737,022 and was obtained from working capital. The
total amount of funds required by Limited for the purchase of 186,048 Shares was
approximately $4,914,154 and was obtained from working capital. The total amount
of funds required by Institutional for the purchase of 22,002 Shares was
approximately $578,605 and was obtained from working capital. The total amount
of funds required by Investors for the purchase of 225,666 Shares was
approximately $5,961,452 and was obtained from working capital.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended in its entirety as follows:
(a) Pursuant to that certain Joint Filing Agreement, entered into by
and among the Filing Persons, dated as of January 29, 2001 (incorporated herein
by reference to Exhibit 1 to Amendment No. 7 to Schedule 13D, filed on January
29, 2001), each of ESL, Limited, Institutional, Investors, Acres, Marion, Blue
Macaw and Mr. Lampert may be deemed to beneficially own 28,529,500 Shares (which
is approximately 25.55% of the Shares outstanding as of March 10, 2001, as
disclosed in the Issuer's Form 10-Q for the quarterly period ending February 10,
2001, filed with the SEC on March 27, 2001.).
11
(b)
Sole Shared Sole Shared
Voting Voting Dispositive Dispositive
Power Power Power Power
--------------- ------------ ---------------- ---------------
ESL Partners, L.P. 13,527,880 0 13,527,880 0
ESL Limited 3,297,166 0 3,297,166 0
ESL Institutional Partners, L.P. 469,936 0 469,936 0
ESL Investors, L.L.C. 1,323,958 0 1,323,958 0
Acres Partners, L.P. 8,295,770 0 8,295,770 0
Marion Partners, L.P. 1,124,840 0 1,124,840 0
Blue Macaw Partners, L. P. 488,350 0 488,350 0
Edward S. Lampert 1,600 0 1,600 0
(c) Since the most recent filing on Schedule 13D, there have been no
other transactions in the Shares by any of the Filing Persons, other than as set
forth in this Item 5 and in Schedule A attached hereto and incorporated herein
by reference.
12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Amendment No. 10 is true,
complete and correct.
Date: March 28, 2001
ESL PARTNERS, L.P.
By: RBS Partners, L.P., its general partner
By: ESL Investments, Inc., its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Chairman
ESL LIMITED
By: ESL Investment Management, LLC,
its investment manager
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Managing Member
ESL INSTITUTIONAL PARTNERS, L.P.
By: RBS Investment Management, LLC,
its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Managing Member
ESL INVESTORS, L.L.C.
By: RBS Partners, L.P., its manager
By: ESL Investments, Inc., its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Chairman
13
ACRES PARTNERS, L.P.
By: ESL Investments, Inc., its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Chairman
MARION PARTNERS, L.P.
By: ESL Investments, Inc., its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Chairman
BLUE MACAW PARTNERS, L.P.
By: ESL Investments, Inc., its general partner
By: /s/ EDWARD S. LAMPERT
-----------------------------------------
Edward S. Lampert
Chairman
/s/ EDWARD S. LAMPERT
---------------------------------------------
EDWARD S. LAMPERT
14
SCHEDULE A
TRANSACTIONS IN THE SHARES IN
THE PAST SIXTY DAYS OR SINCE THE
MOST RECENT FILING OF SCHEDULE 13D
IN THE PAST 60 DAYS OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D BY THE
FILING PERSONS, THE ONLY TRANSACTIONS IN THE SHARES BY ESL WERE:
Shares Price
Date of Purchase Purchased Per Share
------------------------ ------------- ----------------
03/14/01 67,050 $26.58
03/15/01 226,717 26.55
03/16/01 13,257 26.44
03/21/01 40,157 26.72
03/22/01 84,540 26.41
03/22/01 279,028 26.05
03/23/01 20,385 26.47
03/27/01 16,307 27.82
03/28/01 2,839 26.67
03/28/01 73,004 26.59
IN THE PAST 60 DAYS OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D BY THE
FILING PERSONS, THE ONLY TRANSACTIONS IN THE SHARES BY LIMITED WERE:
Shares Price
Date of Purchase Purchased Per Share
------------------------ ------------- ----------------
03/14/01 15,558 $26.58
03/15/01 50,979 26.55
03/16/01 2,842 26.44
03/21/01 9,346 26.72
03/22/01 18,654 26.41
03/22/01 61,756 26.05
03/23/01 4,918 26.47
03/27/01 4,592 27.82
03/28/01 1,233 26.67
03/28/01 16,170 26.59
IN THE PAST 60 DAYS OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D BY THE
FILING PERSONS, THE ONLY TRANSACTIONS IN THE SHARES BY INSTITUTIONAL WERE:
Shares Price
Date of Purchase Purchased Per Share
------------------------ ------------- ----------------
03/15/01 8,477 $26.55
03/22/01 3,327 26.41
03/22/01 10,198 26.05
15
IN THE PAST 60 DAYS OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D BY THE
FILING PERSONS, THE ONLY TRANSACTIONS IN THE SHARES BY INVESTORS WERE:
Shares Price
Date of Purchase Purchased Per Share
------------------------ ------------- ----------------
03/14/01 18,292 $26.58
03/15/01 60,827 26.55
03/16/01 3,901 26.44
03/21/01 12,697 26.72
03/22/01 21,179 26.41
03/22/01 75,718 26.05
03/23/01 4,697 26.47
03/27/01 6,101 27.82
03/28/01 2,428 26.67
03/28/01 19,826 26.59
